Service
Licensing with DNB and AFM.
A licence application with a file that matches what the supervisor wants to see. From the first exploration to the decision, followed by a compliance function that works from day one.
A no-obligation conversation? Or would you rather email? ian@ikcomplianceadvies.nl
Does this sound familiar?
- You are starting out as a payment service provider, electronic money institution or credit provider, for example, and need a licence.
- You want to extend your licence with new services or activities.
- Under the new consumer credit rules (CCD2), you may soon need a licence.
- You are a payment institution or electronic money institution and want to prepare properly for PSD3 and the PSR.
- A new director needs to be assessed by DNB or AFM.
- The supervisor sends an information request or starts an investigation.
Which licence, from which supervisor
| Activity | Licence | Supervisor |
|---|---|---|
| Payment services | Payment institution | DNB |
| Issuing electronic money | Electronic money institution | DNB |
| Offering consumer credit | Credit provider | AFM |
| Managing investment funds | Manager (AIFM) | AFM |
What I do
Experience
I have guided licensing processes with DNB and AFM for payment institutions and credit providers.
- Exploring which licence fits, which requirements apply and what timeline is realistic
- Drawing up the application file, covering DORA, SIRA, policies, procedures, governance and outsourcing
- Preparing directors for the fit and proper assessment
- Support with questions from the supervisor, up to the decision
- Setting up the compliance function once the licence is granted
- Support with information requests and investigations by DNB and AFM
Other services
Would you like to know which licence you need and what the application involves?
Arrange an introduction. I usually respond within one working day. Prefer email? ian@ikcomplianceadvies.nl