Services
How I can help.
From first analysis to a working process. I translate regulation into concrete steps in your organisation and stay involved until it works. You can engage me as an external compliance officer, on an interim basis, for a project or for advice.
A no-obligation conversation? Or would you rather email? ian@ikcomplianceadvies.nl
All services
External compliance officer and interim
Outsourcing your compliance function to an experienced compliance officer who advises, monitors and reports. Or interim cover and extra capacity during peak periods, a departure or a project. Cover is arranged in advance through the Compliance & Risk Gilde.
More about this serviceWwft and AMLR
A systematic integrity risk analysis (SIRA), customer due diligence policy and a customer risk model that fit your business model. And a clear route to the AMLR, the EU Anti-Money Laundering Regulation that applies from 10 July 2027.
More about this serviceTransaction monitoring and FIU reporting
Monitoring rules and expected transaction profiles that reflect your risks, with clear arrangements for creating and adjusting rules. Including a working process for reporting unusual transactions.
More about this serviceSanctions screening
Screening of customers, ultimate beneficial owners and payments that catches the risks without a pile of false positives. From list selection to alert handling.
More about this serviceLicensing with DNB and AFM
Applications and extensions for payment institutions, electronic money institutions, lenders and fund managers, with a file that matches what the supervisor wants to see. Including the fit and proper assessment of directors and support with information requests and investigations by DNB and AFM.
More about this serviceDORA and AI governance
The EU rules on digital operational resilience (DORA) translated into concrete steps, from ICT risk management to the register of information on your ICT service providers. And control over AI in your monitoring, screening and credit assessment.
More about this serviceWay of working
How I work
Advice is only valuable once it works in your organisation. That is why I stay involved until it is in place.
- 1
Insight
I map where you stand: what the rules require, what the supervisor expects and where the gaps are.
- 2
Advice
I translate that into choices you can justify. Proportionate, defensible and suited to your organisation.
- 3
Implementation
I help build policies, procedures, monitoring rules and reports, together with your people in operations.
- 4
Embedding
I make sure it keeps working, through monitoring, training and, where needed, as your external compliance officer.
Scope
Supervision
- De Nederlandsche Bank, the Dutch central bank
- Dutch Authority for the Financial Markets
- Dutch Data Protection Authority
- EU Anti-Money Laundering Authority
- European Banking Authority
- German Federal Financial Supervisory Authority
including the underlying guidelines, guidance and good practices
Financial and economic crime (FEC)
- Dutch Anti-Money Laundering and Anti-Terrorist Financing Act
- EU Anti-Money Laundering Regulation, from 10 July 2027
- Dutch Sanctions Act: compliance with national and EU sanctions
Financial legislation
- Dutch Financial Supervision Act
- EU Payment Services Directive
- Revision of the EU payment services rules
- Revised EU Consumer Credit Directive
- EU Alternative Investment Fund Managers Directive
- BaFin minimum requirements for risk management
Digital
- EU Digital Operational Resilience Act
- EU Artificial Intelligence Act
Not sure which form suits your organisation?
In an introductory conversation we discuss what you need. I usually respond within one working day. Prefer email? ian@ikcomplianceadvies.nl